Ever since the Supreme Court decided in 1987 that pre-dispute agreements to arbitrate securities disagreements were binding on investors, financial service firms have uniformly required that their ...

October 06, 2025 - On Sept. 17, 2025, following a 3-1 vote, the United States Securities and Exchange Commission (SEC) issued a new policy statement, opens new tab announcing its position that the ...

It is often said that arbitration costs less than litigation. But what are the costs? Is arbitration really less costly than litigation? Like the answer to virtually any legal question, the answer is ...

NEW YORK--(BUSINESS WIRE)--KlaymanToskes (“KT”), a leading national securities arbitration law firm, announces an investigation on behalf of Robinhood Financial, LLC (“Robinhood”) investors who ...

The vast majority of interactions between investors and investment professionals are positive. However, sometimes the relationship doesn't go as planned, and the situation can't be resolved by ...

Eight students from Brooklyn Law School, dressed in dark suits, arranged themselves on a recent Tuesday night in high-backed leather chairs around a sleek conference table in the 34th floor ...

The operation of a clinic, particularly one which requires its supervising attorney to possess recognized subject matter expertise in a nuanced area of law, is often one of the greatest academic ...

Presiden Barack Obama’s new Consumer Financial Protection Agency would have the authority to restrict or ban mandatory arbitration clauses in contracts for financial services. The financial press has ...

Arbitration in the securities industry – between broker-dealers and their customers – wasn’t always mandatory. In 1972, the predecessor to FINRA created a rule that compelled broker-dealers to ...

An ex-Securities America advisor bilked clients out of millions of dollars with the help of phony account statements and offers of fake “tax-free corporate bonds,” a lawyer for the clients alleges.