The Managed Funds Association, a private fund industry group, has urged the U.S. Securities Exchange Commission (SEC) to ...

On Monday, March 10, 2025, the SEC announced a new final rule revoking the Director of Enforcement’s previous authority to issue formal orders, ...

Rule 144A allows qualified institutional buyers (QIBs) to trade restricted securities without a public offering. This rule ...

The Securities and Exchange Commission (SEC) has updated rules for enforcement actions. According to a document posted on the SEC's website, the Director of ...

The US Securities and Exchange Commission (SEC) may be shifting its stance on crypto regulations as Commissioner Mark Uyeda calls for scrapping certain provisions of a 2020 rule that was broadened ...

Activist investors fighting 2020 SEC rules limiting campaigns from small shareholders faced a judge’s scrutiny on Monday over ...

The Managed Funds Association has called on the Securities and Exchange Commission to reform or withdraw several regulations.

A more favorable regulatory environment may bolster investor confidence and positively impact Bitcoin’s price and broader ...

SEC explores dropping crypto exchange registration rule after backlash, directing staff to reconsider ATS rule expansion ...

In January 2025, the Securities and Exchange Commission (the Commission) approved amendments to the minimum bid price compliance rules for ...

A woman researches how SEC Rule 144A affects investors. SmartAsset and Yahoo Finance LLC may earn commission or revenue through links in the content below. Created by the U.S. Securities and ...